Features, Insights, Securities Laws, What's New on the Watch? SEC Proposed Amendments to Auditor Independence Rules Could Benefit Private Equity and Investment Companies, IPOs and M&A Transactions Contributor(s) Howard Dicker Lyuba Goltser
Funds, Legal Developments, Securities Laws, Thought Leadership SEC Issues Guidance Regarding Investment Adviser Code of Ethics Reporting Exception Contributor(s) David E. Wohl
Funds, Legal Developments, Securities Laws, Thought Leadership SEC Issues Guidance Expanding the Scope of Knowledgeable Employee Standard
Funds, Legal Developments, Securities Laws, Thought Leadership David Blass Answers Questions with Respect to Broker-Dealer Registration of Private Fund Advisers
Funds, Legal Developments, Securities Laws, Thought Leadership SEC Issues Guidance Update with Respect to Privately Offered Securities under the Custody Rule Contributor(s) David E. Wohl
Funds, Legal Developments, Securities Laws, Thought Leadership SEC Adopts Final Rules Permitting General Solicitation in Private Offerings