Through a growing number of enforcement actions, speeches by senior officials and written guidance, the Securities and Exchange Commission has sent a clear message that the fiduciary obligations and compliance programs of investment advisers to private funds will be subject to increased levels of scrutiny. As the new year begins, we would like to highlight some current areas of SEC focus and other regulatory developments, as well as remind our private equity clients of important upcoming regulatory filings and compliance obligations in 2016.
Regulatory Developments and Annual Compliance Obligations Applicable to Private Fund Sponsors
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