Periodic Regulatory Filings and Annual Compliance Obligations Applicable to Private Fund Sponsors in 2015

This alert serves as a reminder to our private equity clients of important regulatory filings and compliance obligations incumbent upon private fund sponsors during 2015. Where applicable, we have indicated the deadline by which regulatory filings have to be completed for investment advisers having a fiscal year end of December 31. We have included discussions of regulatory developments that may affect an adviser’s compliance obligations, such as the Securities and Exchange Commission’s (the SEC) recent focus on fees and expenses charged by private equity fund managers and cybersecurity issues. Private fund sponsors should also review their partnership agreements and side letters with investors for any additional contractual obligations and reporting requirements.

View the alert.