SEC Official Remarks on Recent OCIE Findings from Examinations of Private Equity Advisers
On May 6, 2014, in a speech at the PEI Private Fund Compliance Forum, Andrew Bowden, Director of the SEC’s Office of Compliance Inspections and Examinations, presented a detailed accounting of what the SEC has found in its examinations of more than 150 private equity advisers that have registered since 2012.
View the highlights from Mr. Bowden’s speech.
More from the Private Equity Blog
Copyright © 2021 Weil, Gotshal & Manges LLP, All Rights Reserved. The contents of this website may contain attorney advertising under the laws of various states. Prior results do not guarantee a similar outcome. Weil, Gotshal & Manges LLP is headquartered in New York and has office locations in Beijing, Boston, Dallas, Frankfurt, Hong Kong, Houston, London, Miami, Munich, New York, Paris, Princeton, Shanghai, Silicon Valley, and Washington, D.C.