OCIE Director Shares Observations From Recent SEC Examinations of Private Equity Advisers

On May 13, 2015, in a speech at the PEI Private Fund Compliance Forum, Marc Wyatt, Acting Director of the SEC’s Office of Compliance Inspections and Examinations (“OCIE”), shared some observations a year after Andrew Bowden announced the SEC’s findings from its examinations of private equity advisers in his “Spreading Sunshine in Private Equity” speech (the “Sunshine Speech”).

View the alert.