On May 13, 2015, in a speech at the PEI Private Fund Compliance Forum, Marc Wyatt, Acting Director of the SEC’s Office of Compliance Inspections and Examinations (“OCIE”), shared some observations a year after Andrew Bowden announced the SEC’s findings from its examinations of private equity advisers in his “Spreading Sunshine in Private Equity” speech (the “Sunshine Speech”).
OCIE Director Shares Observations From Recent SEC Examinations of Private Equity Advisers
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