Features, Funds, Insights, Legal Developments, What's New on the Watch? SEC Adopts Significant New Rules Regarding the Regulation of Private Fund Advisers Contributor(s) David E. Wohl John Bradshaw
Features, Funds, Insights, What's New on the Watch? Application of FinCEN’s Final Rule Regarding the Corporate Transparency Act’s Beneficial Ownership Reporting Requirements to Investment Advisers and Private Funds Contributor(s) Andrew I. Chizzik Timothy C. Welch David E. Wohl John Bradshaw Stephen Filocoma
Features, Funds, Insights, What's New on the Watch? SEC Proposes New Investment Adviser Safeguarding Rule to Enhance Protections of Advisory Client Assets Contributor(s) David E. Wohl John Bradshaw
Features, Funds, Insights, What's New on the Watch? SEC’s Division of Examinations Announces 2023 Examination Priorities for Private Fund Sponsors Contributor(s) David E. Wohl John Bradshaw
Features, Funds, Insights, Legal Developments, What's New on the Watch? Regulatory Developments and Annual Compliance Obligations Applicable to Private Fund Sponsors Contributor(s) David E. Wohl John Bradshaw
Features, Funds, Insights, What's New on the Watch? SEC Clarifies Position on Presentation of Net Returns Under New Marketing Rule Contributor(s) David E. Wohl John Bradshaw
Features, Funds, Insights, What's New on the Watch? SEC Proposes New Investment Adviser Outsourcing Rules Contributor(s) David E. Wohl John Bradshaw
Features, Funds, Insights, What's New on the Watch? SEC Issues Risk Alert on New Investment Advisers Act Marketing Rule Examinations Contributor(s) David E. Wohl John Bradshaw
Features, Funds, Insights, What's New on the Watch? SEC’s Division of Examinations Issues Risk Alert Regarding Investment Adviser MNPI Compliance Issues Contributor(s) David E. Wohl John Bradshaw
Features, Funds, Insights, What's New on the Watch? Division of Examinations Announces 2022 Examination Priorities Contributor(s) David E. Wohl John Bradshaw
Features, Funds, Insights, What's New on the Watch? Proposed SEC Rules Could Dramatically Alter Regulatory Landscape for Private Fund Advisers Contributor(s) David E. Wohl John Bradshaw
Features, Funds, Insights, What's New on the Watch? Regulatory Developments and Annual Compliance Obligations Applicable to Private Fund Sponsors Contributor(s) David E. Wohl John Bradshaw
Features, Funds, Insights, What's New on the Watch? SEC Proposes Amendments to Form PF Contributor(s) David E. Wohl John Bradshaw
Features, Funds, Insights, What's New on the Watch? SEC Chair Announces Initiatives to Increase Transparency and Competition in the Private Fund Industry Contributor(s) David E. Wohl John Bradshaw
Features, Funds, Insights, Legal Developments, What's New on the Watch? Regulatory Developments and Annual Compliance Obligations Applicable to Private Fund Sponsors Contributor(s) David E. Wohl
Features, Funds, Insights, What's New on the Watch? OCIE Issues Risk Alert Regarding Investment Adviser Compliance Programs Contributor(s) David E. Wohl
Features, Funds, Insights, What's New on the Watch? SEC Charges Private Fund Sponsor with Failure to Update Schedule 13D in Timely Manner Contributor(s) David E. Wohl
Funds, Weil in the News Weil Advised Brookfield Asset Management Inc. on Fundraise of First European Core-Plus Real Estate Fund
Features, Funds, Insights, Legal Developments SEC Charges Private Fund Sponsor with Compliance Failures Regarding the Potential Misuse of Material Nonpublic Information Contributor(s) David E. Wohl
COVID-19 Updates, Features, Funds, Insights, Secondaries, What's New on the Watch? Creative Financing Solutions to Support Portfolio Companies in Challenging Times: Fund-Level Preferred Equity Contributor(s) Brian Parness Stephanie Epstein Srulowitz Robert Frastai
COVID-19 Updates, Features, Funds, Insights, What's New on the Watch? Coronavirus (COVID-19): Considerations for Private Equity Sponsors Contributor(s) Andrew I. Chizzik Lana Castor
COVID-19 Updates, Features, Funds, Insights, What's New on the Watch? SEC Grants 45 Day Delay for Filing Form ADV and Form PF Contributor(s) David E. Wohl
Features, Funds, Insights, Legal Developments, What's New on the Watch? Cayman Islands Added to the EU Blacklist — Private Fund Sponsor Update Contributor(s) Robert Frastai Aron Joy
Funds, Weil in the News Weil Advised Brookfield Asset Management in its Formation of $20B Brookfield Infrastructure Fund IV
Features, Funds, Insights, Legal Developments, What's New on the Watch? Regulatory Developments and Annual Compliance Obligations Applicable to Private Fund Sponsors Contributor(s) David E. Wohl
Features, Funds, Insights, What's New on the Watch? SEC Charges Accounting Firm to Private Funds with Violating Auditor Independence Rules Contributor(s) David E. Wohl
Features, Funds, Thought Leadership, What's New on the Watch? ILPA Private Equity Principles – The Third Installment Contributor(s) Andrew I. Chizzik Sarah Borden
Features, Funds, Insights, What's New on the Watch? Treasury Department Announces Mandatory Survey of Foreign Ownership of U.S. Securities Contributor(s) David E. Wohl
Features, Funds, Insights, What's New on the Watch? SEC Adopts Rules and Interpretations Regarding Duties of Investment Advisers and Broker-Dealers Contributor(s) David E. Wohl
Features, Funds, Insights, What's New on the Watch? OCIE Issues Risk Alert Regarding Regulation S-P Contributor(s) David E. Wohl
Features, Funds, Insights, What's New on the Watch? ILPA Releases Considerations for GP-led Secondary Fund Restructurings Contributor(s) Stephanie Epstein Srulowitz Jessica Lurie
Features, Funds, Thought Leadership, What's New on the Watch? Regulatory Developments and Annual Compliance Obligations Applicable to Private Fund Sponsors Contributor(s) David E. Wohl
Features, Funds, Quarterly Private Funds Update, Specialist Areas, What's Market?, What's New on the Watch? Quarterly Private Funds Update Contributor(s) David E. Wohl Christian Tappeiner
Features, Funds, Insights, What's New on the Watch? SEC Sanctions Private Fund Sponsor for Failing to Disclose Conflicts of Interest Contributor(s) David E. Wohl
Features, Funds, Thought Leadership, What's New on the Watch? SEC Proposes Rules and Interpretations Regarding Duties of Investment Advisers and Broker-Dealers Contributor(s) David E. Wohl
Features, Funds, Thought Leadership, What's New on the Watch? Regulatory Developments and Annual Compliance Obligations Applicable to Private Fund Sponsors Contributor(s) David E. Wohl
Features, Funds, Insights, What's New on the Watch? Closing the Door on “Broken Windows” – What Does It Mean for Private Fund Sponsors? Contributor(s) David E. Wohl
Cybersecurity, Funds, Legal Developments, What's New on the Watch? New EU Privacy Laws That May Impact US Private Fund Sponsors Contributor(s) Barry Fishley
Funds, Legal Developments, Thought Leadership, What's New on the Watch? Recent SEC Developments Impacting Private Fund Sponsors Contributor(s) David E. Wohl
Features, Funds, Insights, What's New on the Watch? Amendments to Form ADV to Become Effective October 1, 2017 Contributor(s) David E. Wohl
Funds, Legal Developments, Thought Leadership, What's New on the Watch? SEC Sanctions Private Fund Manager and Two Principals for Improperly Valuing Assets and Related Violations Contributor(s) David E. Wohl
Cybersecurity, Features, Funds, Insights, What's New on the Watch? Cybersecurity Reminder for Private Fund Sponsors Contributor(s) David E. Wohl
Funds, Insights, What's New on the Watch? ILPA Releases Guidelines on Use of Subscription Credit Lines Contributor(s) Andrew I. Chizzik
Asia, Europe, Features, Funds, Global PE Update, Private Equity Finance, Trends, U.K., What's New on the Watch? Weil’s Q4 2016 Quarterly Private Equity Update: Key Practice Trends in Sponsor Acquisitions of Private Companies Across the U.S., Europe and Asia Contributor(s) Marilyn French Shaw
Funds, Legal Developments, Thought Leadership, What's New on the Watch? Regulatory Developments and Annual Compliance Obligations Applicable to Private Fund Sponsors Contributor(s) David E. Wohl
Funds, Insights, Legal Developments, What's New on the Watch? BEA Amends Foreign Investment Reporting Requirements Contributor(s) Timothy C. Welch
Features, Funds, Insights, Legal Developments, What's New on the Watch? California Enacts New Legislation Requiring Fee Disclosure by Private Funds Contributor(s) David E. Wohl
Funds, Legal Developments, Thought Leadership, What's New on the Watch? SEC Adopts Amendments to Form ADV Regarding Separately Managed Accounts and Umbrella Registration and Advisers Act Recordkeeping Rule Contributor(s) David E. Wohl
Features, Funds, Insights, Legal Developments, What's New on the Watch? SEC Proposes Rule Requiring Registered Investment Advisers to Adopt Business Continuity and Transition Plans Contributor(s) David E. Wohl
Features, Funds, Insights, Legal Developments, What's New on the Watch? SEC Adjusts Net Worth Test for Qualified Clients Contributor(s) David E. Wohl
Features, Funds, Glenn West Musings, Insights, Legal Developments, What's New on the Watch? State Pension Funds and their Status as Sovereigns—The Rules That Apply to You May Not Apply To Them Contributor(s) Glenn D. West
Funds, Legal Developments, Thought Leadership, What's New on the Watch? SEC Official Remarks on Recent Enforcement Actions Brought Against Private Fund Sponsors
Funds, Legal Developments, Thought Leadership Regulatory Developments and Annual Compliance Obligations Applicable to Private Fund Sponsors Contributor(s) David E. Wohl
Features, Funds, Insights, U.K. Legal Update: Disclosure of Significant Influence or Control Over U.K. Companies
Cybersecurity, Funds, Legal Developments, Thought Leadership Did the Regulatory Cybersecurity Shoe Just Drop? SEC Enforcement Action in In re R.T. Jones Capital Equities Management, Inc. Contributor(s) David E. Wohl
Funds, Legal Developments, Thought Leadership OCIE Publishes Risk Alert Regarding Cybersecurity Examination Initiative for Registered Investment Advisers and Broker-Dealers Contributor(s) David E. Wohl
Funds, Legal Developments, Thought Leadership Important Regulatory Developments for Investment Advisers Regarding Anti-Money Laundering Regulations and BEA Form BE-180 Contributor(s) David E. Wohl
Funds, Legal Developments, Thought Leadership IRS and Treasury Release Proposed Regulations Addressing Management Fee Waiver Arrangements Contributor(s) Robert Frastai Jonathan J. Macke
Funds, Legal Developments, Securities Laws, Thought Leadership SEC Issues Guidance Regarding Investment Adviser Code of Ethics Reporting Exception Contributor(s) David E. Wohl
Funds, Insights, Secondaries Recent Trends: A Boom in Transactions Involving Alternative Asset Managers and Funds Contributor(s) Harvey M. Eisenberg
Cybersecurity, Funds, Insights, Specialist Areas “Radar Screen” Cybersecurity Considerations for Funds and Registered Advisers
Funds, Legal Developments, Thought Leadership SEC Proposes Amendments to Form ADV Regarding Separately Managed Accounts and Umbrella Registrations Contributor(s) David E. Wohl
Funds, Legal Developments, Thought Leadership OCIE Director Shares Observations From Recent SEC Examinations of Private Equity Advisers Contributor(s) David E. Wohl
Funds, Legal Developments, Thought Leadership SEC Division of Investment Management Provides Cybersecurity Guidance to Registered Funds and Advisers Contributor(s) David E. Wohl
Funds, Legal Developments, Thought Leadership Prominent Investment Adviser and Former Chief Compliance Officer Settle SEC Enforcement Action Arising from Failure to Disclose Conflict of Interest Regarding Outside Business Activities Contributor(s) David E. Wohl
Funds, Legal Developments, Thought Leadership Periodic Regulatory Filings and Annual Compliance Obligations Applicable to Private Fund Sponsors in 2015 Contributor(s) David E. Wohl
Funds, Legal Developments, Thought Leadership SEC Issues Guidance on the Application of the Custody Rule to Special Purpose Vehicles and Escrow Accounts Contributor(s) David E. Wohl
Funds, Legal Developments, Thought Leadership SEC Official Remarks on Recent OCIE Findings from Examinations of Private Equity Advisers
Funds, Legal Developments, Thought Leadership Annual Compliance Filing Requirements and Additional Regulatory Developments for Private Fund Sponsors Contributor(s) David E. Wohl
Funds, Legal Developments, Securities Laws, Thought Leadership SEC Issues Guidance Expanding the Scope of Knowledgeable Employee Standard
Funds, Legal Developments, Thought Leadership SEC Issues Guidance on Regulation D “Bad Actor” Rules Contributor(s) David E. Wohl
Funds, Legal Developments, Securities Laws, Thought Leadership David Blass Answers Questions with Respect to Broker-Dealer Registration of Private Fund Advisers
Funds, Legal Developments, Securities Laws, Thought Leadership SEC Issues Guidance Update with Respect to Privately Offered Securities under the Custody Rule Contributor(s) David E. Wohl
Funds, Legal Developments, Securities Laws, Thought Leadership SEC Adopts Final Rules Permitting General Solicitation in Private Offerings