SEC Official Remarks on Recent OCIE Findings from Examinations of Private Equity Advisers
On May 6, 2014, in a speech at the PEI Private Fund Compliance Forum, Andrew Bowden, Director of the SEC’s Office of Compliance Inspections and Examinations, presented a detailed accounting of what the SEC has found in its examinations of more than 150 private equity advisers that have registered since 2012.
View the highlights from Mr. Bowden’s speech.
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